Experienced Risk Advisory and Consulting
Let us help with the risk while you focus on the business.
What Manning Consulting Does
Risk Assessment for Banks and Credit Unions
With over 20 years of work experience in community banks, regional banks, credit unions, and the financial services industry and 14 years of that completing risk assessments, internal audit, process, risks, and controls Manning Consulting can provide a tailored risk assessment for your institution.
Risk Assessments provide a process by process evaluation of inherent risks associated with those processes, an assessment of controls in place to mitigate and monitor those risks, and what the likelihood and impact of an occurrence may be.
Internal Audit Planning and Execution
Manning Consulting can help develop and manage your internal audit plan including the execution of the plan or individual audits, or provide staff augmentation and training of internal audit staff.
Typical internal audits provided by Manning Consulting include: Accounting, Automated Clearing House, Bank Investments, Branch Operations, Deposit Operations, Human Resources and Payroll, Lending, Marketing, Retail Non-Deposit Investment Products, Remote Deposit Capture, Trust and Fiduciary Services, and Wire Transfers.
Trust and Fiduciary Audit and Compliace Review
As a Certified Fiduciary and Investments Risk Specialist, Ethan Manning, owner of Manning Consulting, LLC has the knowledge needed to assist your trust department or trust company with their annual internal audit needs. We can also provide the added value of assisting in process improvement or simply assist on new processes, documentation or forms.
Ethan has managed or worked on trust reviews for departments ranging from $5 million in assets under management to over $3 billion, often completing 10 or more trust department reviews annually.